The pNNx Heart Rate Variability Statistics: An Application to Neuroautonomic Dysfunction of Clozapine-Treated Subjects

Jong-Hoon Kim; Sang Hoon Yi; Yong Min Ahn; Kyu Young Lee; Seung Ae Yang; Yong Sik Kim

doi:10.4306/pi.2009.6.4.294

Psychiatry Investig > Volume 6(4); 2009 > Article

Kim, Yi, Ahn, Lee, Yang, and Kim: The pNNx Heart Rate Variability Statistics: An Application to Neuroautonomic Dysfunction of Clozapine-Treated Subjects

Original Article

Psychiatry Investigation 2009;6(4):294-298.

Published online: November 09, 2009

DOI: https://doi.org/10.4306/pi.2009.6.4.294

The pNNx Heart Rate Variability Statistics: An Application to Neuroautonomic Dysfunction of Clozapine-Treated Subjects

Jong-Hoon Kim¹, Sang Hoon Yi², Yong Min Ahn^3,⁴, Kyu Young Lee⁵, Seung Ae Yang⁶, Yong Sik Kim^3,⁴

¹Department of Psychiatry, Gil Medical Center, Gachon University of Medicine & Science, Incheon, Korea.

²Institute of Basic Science & School of Computer Aided Science, Inje University, Gimhae, Korea.

³Department of Psychiatry and Behavioral Science, Seoul National University College of Medicine, Seoul, Korea.

⁴Institute of Human Behavioral Medicine, Seoul National University, Seoul, Korea.

⁵Department of Psychiatry, Eulji University School of Medicine, Daejeon, Korea.

⁶Clinical Research Institute, Seoul National University Hospital, Seoul, Korea.

Correspondence: Yong Sik Kim, MD. Department of Psychiatry and Behavioral Science, Seoul National University College of Medicine, 101 Daehak-ro, Jongno-gu, Seoul 110-744, Korea. Tel +82-2-2072-2204, Fax +82-2-744-7241, kys@snu.ac.kr

Received August 16, 2009 Revised October 06, 2009 Accepted October 27, 2009

(open-access, http://creativecommons.org/licenses/by-nc/3.0):

This is an Open Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (http://creativecommons.org/licenses/by-nc/3.0) which permits unrestricted non-commercial use, distribution, and reproduction in any medium, provided the original work is properly cited.

Abstract

Objective

The percentage of successive normal cardiac interbeat intervals greater than 50 msec (pNN50) is a widely used heart rate variability measure, which is useful in identifying the neuroautonomic dysfunction of psychiatric disorders. However, pNN50 is only one member of a larger family of pNNx statistics, where x is greater than 0 msec. The potential application of the general pNNx statistics has not yet been explored in the psychiatric field. The authors examined the pNNx statistics in clozapine-treated subjects and normal controls to evaluate the usefulness of the general pNNx statistics.

Methods

Sixty-one schizophrenic patients treated with clozapine and fifty-nine normal controls were evaluated. Probability values for the differences between the groups at each pNN value (range: pNN1-pNN100) were calculated using data obtained from a 30-minute electrocardiogram.

Results

The conventional pNN50 and pNNx values with x<50 msec were all significantly lower in the patient group (p<0.05). The distinction between the two groups was more prominent at pNN values less than 50 msec than that observed at pNN50. The maximum separation between groups occurred at pNN5 (68.2±19.1 vs. 22.5±20.5, p<10^-22).

Conclusion

The pNNx with x<50 msec provided more robust discrimination between the groups than the conventional pNN50, suggesting the importance of analyzing very small variations of interbeat interval in discriminating normal and pathological heart rate patterns. The results also suggest that the general pNNx statistics may be applied and useful in evaluating the neuroautonomic dysfunction in patients treated with clozapine, complementing the traditionally computed pNN50 value.

Keywords: Heart rate variability, pNNx statistics, Schizophrenia, Clozapine, Neuroautonomic dysfunction

Introduction

The analysis of heart rate variability (HRV), i.e., the variation in the cardiac interbeat interval over time, has proven to be useful in evaluating the neurocardiac function in various neuropsychiatric disorders and in patients receiving psychotropic medications.^1-⁵ It is a useful non-invasive method providing a dynamic window into the alterations of complex neuronal activity in the central and peripheral nervous systems, and has significant utility in broader clinical and research applications.⁶

Recently, it has been demonstrated that linear and novel non-linear measures of HRV are different in patients with antipsychotic treatment compared to normal control subjects, suggesting significant neuroautonomic abnormalities associated with antipsychotics.^7-¹¹

Among the various parameters of HRV, the pNN50 statistic, which is defined as the percentage of successive normal interbeat intervals greater than 50 msec, is one of the most widely used measures.^12,¹³ Previous reports have suggested that pNN50 was diminished in patients receiving antipsychotics such as clozapine or olanzapine.^14,¹⁵ Considering that pNN50 reflects the vagal modulation, these results imply the neuroautonomic abnormality associated with decreased parasympathetic modulation in patients treated with these drugs.^8,^10,^14,¹⁵

However, the pNN50 value is only one member of a larger family of pNNx statistics, where x is greater than 0 msec.¹⁶ Mietus et al.¹⁶ reported that pNN thresholds as low as 20 msec or less were more useful and powerful than the standard 50 msec threshold in discriminating normal subjects and pathological group such as heart disease, and suggested the utility of evaluating the general pNNx statistics rather than selecting only one fixed measure.

The applications of the general pNNx statistics and their usefulness have not yet been explored or rigorously tested in patients with antipsychotic treatment in which the HRV has already proven to be both practical and useful in evaluating the autonomic functioning.^4,^8,^17-¹⁹

In the present study, we comprehensively examined the pNNx statistics in normal controls and clozapine-treated patients to identify the optimum pNN values distinguishing the two groups and to evaluate the usefulness of the general pNNx statistics in patients treated with clozapine.

Methods

Subjects

The study protocol was approved by the Institutional Review Board of the Seoul National University Hospital, and all procedures used in the study were conducted in accordance with international ethical standards, Declaration of Helsinki. Sixty-one schizophrenic subjects (44 men, 17 women) treated at the Seoul National University Hospital Schizophrenia Outpatient Clinic, and 59 normal control subjects (34 men, 25 women) were evaluated. Informed consent was obtained from all subjects after a full explanation of the study procedure.

The patients were diagnosed according to the Diagnostic and Statistical Manual of Mental Disorders, 4th edition.²⁰ None of the patients had suffered either from any diseases known to affect the autonomic cardiac function, such as cardiovascular, neurological or endocrinological diseases, or from drug dependence. The patients had a mean age of 34.0±7.8 years and a mean duration of illness of 10.0±5.1 years. Of 61 patients, 9 (14.8%) patients were married, and 52 (85.2%) were unmarried or divorced. The mean number of admissions in the past was 3.6±2.2. The mean Clinical Global Impression-Severity²¹ score was 2.9±0.6 and the mean current Global Assessment of Functioning²² score was 54.9±14.5. The mean total Positive and Negative Syndrome Scale²³ score of the patients was 66.1±11.6 (range=41-88).

All patients had been treated with stable doses of clozapine as monotherapy for at least 4 weeks. The mean daily dose of clozapine was 257.6±109.1 mg. The normal control subjects were screened by a complete medical and psychiatric examination and none had a history of any disease or medication that might affect the autonomic nervous system. There were no significant differences between the patient and control groups with regard to age (mean years: 34.0±7.8 vs. 31.4±9.0, t=1.64, p=0.10) or gender distribution (male %: 72.1 vs. 57.6, χ²=2.77, p=0.10).

Assessment of heart rate variability

Data Acquisition and Preprocessing

To exclude the influence of diurnal variations, the HRV measurements were begun between 10 : 00 a.m. and 11 : 00 a.m.²⁴ All subjects were instructed to avoid coffee and nicotine for at least one hour prior to the assessment of their autonomic function. After each subject had been allowed to adapt to the experimental conditions for about 15 minutes, a 30-minute single channel (3-lead) electrocardiogram (ECG) recording was performed in the seated position at complete rest. The ECG signal was amplified using an OP-Amplifier (MAX232) and was digitized at a sampling rate of 400 Hz (width path 0.05-35 Hz). From the ECG of each subject, HRV was extracted by using previously proposed preprocessing procedures such as low-pass filtering, detrending, and R-peak detection of differential ECG signals.^2,²⁵ In the event of failure to extract HRV from the ECG due to noise, recordings were excluded. Recordings with non-sinus beats that were more than 1% of the total number of beats were also excluded. Premature beats and artifacts were carefully eliminated automatically and manually by visual inspection of all RR intervals.

The pNNx Statistics

The statistical time-domain measures of instantaneous heart rates are divided into two classes: 1) those derived from direct measurements of normal-to-normal intervals, and 2) those derived from the differences between successive interbeat intervals. One of the approaches to the measurement of HRV is via the percentage of absolute differences in successive normal sinus intervals that are greater than some threshold value. The most commonly used threshold is 50 msec, and the statistic obtained is termed pNN50.¹² The conventional 50 msec used in the pNN50 measurements represents an arbitrary threshold, and is only one member of a general pNNx family of statistics. In the present study, the general pNNx statistics were obtained by estimating the percentage of successive RR interval differences whose absolute value exceeds x msec.¹⁶

Statistical analysis

Probability values for the differences between the groups at each pNN value were calculated using two-tailed t-tests as previously proposed.¹⁶ The interclass correlations between the HRV measures were assessed using Pearson's two-tailed correlation test. A critical value of p<0.01 was used in statistical evaluation. Statistical analyses were performed using Statistical Package for the Social Sciences (SPSS) version 17.0 (SPSS, Chicago, IL, USA).

Results

A comparison of the pNNx measures between the groups is shown in Figure 1 and Table 1. The mean data length was not significantly different between the patient and control groups (1912.9±422.9 vs. 1868.0±365.6, t=0.66, p=0.51). The conventional pNN50 value and other pNNx parameters such as pNN10, pNN20, pNN30, and pNN40 were all significantly lower in the patient group than in the control group (p<0.05). However, as shown in Figure 1, the distinction between the two groups was more prominent at pNN values less than 50 msec in comparison with that observed at the conventional pNN50 value. The maximum separation between groups occurred at pNN5 (68.2±19.1 vs. 22.5±20.5, p<10^-22). In order to check the reliability of pNNx, the interclass correlations between the square root of the mean squared differences of successive normal sinus intervals (RMSSD), the high frequency (HF) power and pNNx were examined. In the patient group, the pNNx values with x≤20 msec were shown to correlate significantly well with RMSSD (r=0.99 with pNN10) and with HF (r=0.96 with pNN20). In contrast to the patient group, the pNNx values with x≥30 msec showed most significant correlations with RMSSD (r=0.97 with pNN30) and with HF (r=0.94 with pNN50) in the control group.

Discussion

In the present study, the pNNx statistics beyond the standard pNN50 were comprehensively examined to evaluate their usefulness in discriminating normal subjects and clozapine-treated patients. We found that pNNx with x<50 msec provides more robust discrimination between the groups than the conventional pNN50 value. To the best of our knowledge, this is the first report to investigate the general pNNx HRV statistics in patients treated with psychotropic medication. The results of our study suggest that the pNNx statistics may be useful in evaluating the neuroautonomic dysfunction in patients treated with clozapine, complementing the traditionally computed pNN50 value.

The most significant separation between the two groups was observed at pNN5, indicating the importance of analyzing very small variations of interbeat interval in discriminating normal and pathological heart rate behavior patterns.¹⁶ Previous studies have shown that pNN50, which is a good index of parasympathetic cardiac modulation, was significantly diminished in schizophrenic patients.^10,^14,¹⁵ The conventional time domain HRV measures, such as RMSSD including pNN50 were estimated from the differences between successive interbeat intervals. Both RMSSD and pNN50 were reported to be useful in reflecting the fast alteration of parasympathetic activity and also evaluating the effects of various antipsychotics on autonomic neurocardiac function (ANF).^10,^15,^24,²⁶ Previous studies have shown that the HF fluctuation of RR intervals mainly reflects the vagal modulation, and that HF, which is related to respiratory sinus arrhythmia (RSA), is another index to assess the fast parasympathetic modulation.^18,^27,²⁸ In the present study, the pNNx values with ≤20 msec were shown to correlate significantly well with RMSSD and with HF in the patient group, while the pNNx values with x≥30 msec showed most significant correlations with RMSSD and with HF in the control group. The difference of significant interclass correlations between the two groups supports previous reports that the pNN50 index were not sufficiently sensitive to detect the effects of certain antipsychotic or anticholinergic medication on ANF.²⁹ According to our study, the pNNx values with x≤20 msec instead of the conventional 50 msec might be useful candidates for the detection of subtle changes of parasympathetic and vagal activity in patients receiving various kinds of antipsychotic drugs. In addition, the parameters can be useful in HRV biofeedback measures to assess RSA activity.^27,^28,³⁰

It should be noted that clozapine has potent anticholinergic and parasympatholytic effects.²⁴ Evidence now exists for a strong association between reduced HRV and psychotropic drugs with anticholinergic properties includeing antipsychotics and tricyclic antidepressants.^4,^8-^10,^24,³¹ In addition, the effects of alpha adrenoceptor modulation on HRV via sympathetic and parasympathetic inputs were reported.^19,^32,³³ Therefore, a significant reduction in pNNx statistics is assumed to be explicitly as-sociated with the direct effects of clozapine, although the psychotic symptom itself, might contribute to the decreased heart rate dynamics. Since the novel atypical antipsychotics not only affect the dopaminergic receptors, but also exert significant effects on the serotonergic, cholinergic, and α-adrenergic receptors, neurocardiac function integrity can be differentially affected by the distinct effects of these drugs on various receptors in the central and peripheral nervous systems.²⁴ Further studies are warranted to examine the differential effects of the various atypical drugs on the general pNNx statistics.

The interpretation of the results of the present study should be considered in light of some limitations. Since the clozapine plasma level was not measured, we could not exclude the possibility that the plasma drug concentration might have influenced the pNNx values. Considering that the relationship between plasma antipsychotic drug level and heart rate dynamics may change depending on the phase of drug treatment,⁹ future studies should include measurement of plasma drug concentration. It is possible that the decreased heart rate dynamics observed in clozapine-treated subjects are associated with the psychotic symptom itself, as well as with the effects of the medication.^10,^34-³⁶ Recent studies revealed cardiac autonomic dysfunction in patients with acute schizophrenia, which appears to be mainly related to reduced vagal and increased sympathetic modulation.^10,^34-³⁶ The crosssectional design of the study limits the firm interpretation of the results observed. Future prospective studies are required to evaluate the heart rate behavior in drug-naïve schizophrenic patients and to investigate the contribution of antipsychotic treatment to neuroautonomic modulation in these patients.³⁷

In conclusion, the present study shows that pNNx with x<50 msec provides more robust discrimination between the groups than the conventional pNN50 value, suggesting the importance of analyzing very small variations of interbeat interval in discriminating normal and pathological heart rate behavior patterns. The results imply that the general pNNx statistics may be applied and useful in evaluating the neuroautonomic dysfunction in patients treated with clozapine, complementing the traditionally computed pNN50 value. Subtle fluctuations in sinus rhythm quantified by pNNx statistics are thought to provide information about the very short term control of heart rate dynamics related to parasympathetic regulation.^12,^13,¹⁶ Novel analysis of HRV basing on the threshold of successive RR interval differences may serve as a useful non-invasive method providing a window into the alterations of complex interrelationships between brain and heart, and may have significant utility in clinical and research applications.⁶

Acknowledgments

For J-H Kim, this study was supported by the Choi Shin Hae Research Fund of Korean Neuropsychiatry Research Foundation in 2005. For S-H Yi, this work was supported by the Inje Research and Scholarship Foundation in 2005. This study was supported in part by the Brain Korea 21 project for Medicine, Dentistry, and Pharmacy (Seoul National University) and by Grant No. 04-2006-0540 from Seoul National University Hospital. This work was not funded by any pharmaceutical company, but the corresponding author has previously received grant, research support and/or honorarium from Norvatis, Janssen, Eli Lilly, Pfizer, Sanofi-aventis, Otsuka, Astra-zeneca, GlaxoSmithKline and Organon.

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FIGURE 1

A: The percentage of successive normal cardiac interbeat intervals greater than each given interval (pNNx) versus the NN interval in normal control (n=59) and clozapine-treated schizophrenia (n=61) groups. B: The differences between the mean pNNx values of normal control subjects and those of schizophrenic patients and the corresponding p values. The most significant separation between the two groups is around x=5 msec.

TABLE 1

Comparison of the pNNx measures between clozapine-treated schizophrenic patients and normal control subjects

Values are presented as mean (standard deviation). pNNx: the percentage of absolute differences in successive normal cardiac interbeat in tervals greater than x msec